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  Publications | Banker's Journal Malaysia |  Paper Synopsis | Issue 127

 

2004
(Issue No. 127)

Synopsis

Information Provided by Accrual and Cash Flow Measures in Determining Firms' Performance: The Malaysian Evidence
by Norita Mohd Nasir and Shamsul Nahar Abdullah

Accrual and cash flow measures have been argued to be able to evaluate a firm's performance, although the results are inconclusive throughout countries and time. This study examined the accrual and cash flow measures independently and jointly among Malaysian firms. The study predicted that low cash flow subgroups (high income to cash flow firms) would show better results in operating, investing and financing activities. Our descriptive analysis on the firms' structural components seemed to confirm that low cash firms relatively had higher sales, total assets and shareholders' equity than the high cash firms, indicating that these firms showed better operating performance than other subgroups. With regard to investing and financing activities, the small firms group confirmed the expectations but big firms exhibit different results. Further analysis on the correlation among variables yielded evidence to suggest that there is a significant relationship between non-current assets and debts with investing and financing cash flows, in the expected direction of movement. However, using income and cash flow measures, independently and jointly, the results show that none of the measures can be used to evaluate Malaysian firms' performance. The findings appear to be not supportive of previous research which argued that income and cash flow measures have incremental and joint information in assessing firms' performance.

Latest Odds About IPO Success and Failure
by Prof Steven M Dawson

In a research conducted 5 years ago, we studied the odds of gains and losses for initial public offerings (IPO) investors for a 20-year period. We found there were large initial gains and the shares were likely to remain profitable if held for a full year. If the shares were bought in the market, however, the odds of a gain were generally less than 50/50. In this updated study, we find that in the past 5 years, compared to the preceding 20 years, the initial underpricing is lower, the odds of loss are greater over the first year, and when shares are bought in the market the odds of a profit are lower.

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The Market for Financial Derivatives: Removing Impediments to Growth
by Dr Obiyathulla Ismath Bacha and Omar Malek Ali Merican

This paper begins with an evaluation of the performance of the Malaysian market for financial derivatives. Despite a headstart, Malaysia appears to be lagging substantially when compared to the performance of other Asian derivative markets. While the other Asian markets, though newer, have seen explosive growth in volume, in Malaysia the trading volume appears to have shrunk. We examine why this has been the case and identify several macro and micro level impediments. Among macro-level impediments have been the imposition of capital controls, reduced equity market volatility, falling interest rates and a fragmented regulatory/operational structure. The lack of market makers, regulation and settlement rules were identified as impediments at the market micro structure level.

We propose several measures to help turn around the local derivatives market. These include privatising and deregulating risk management, facilitating market making, liberalisation of unit trust guidelines with regard to their use of derivatives and the initiation of derivative funds. We also recommend the reactivation of securities borrowing and lending, introduction of new derivative products and streamlining of licensing/regulations.

Does Purchasing Power Parity Hold Among Selected East Asian Developing Economies? An Empirical Study
by Dr Tan Juat Hong

This study uses the threshold autoregressive model with asymmetric adjustments to investigate the purchasing power parity (PPP) for six East Asian economies, namely Malaysia, Singapore, Thailand, South Korea, Indonesia and the Philippines. Overall, the empirical results support the long-run PPP. Stronger evidence of PPP is revealed when the Singapore dollar is used as the numeraire currency as compared to using other numeraire currencies like the Malaysian ringgit, Thai baht and Korean won.

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Critical Success Factors of Insurance Agents
by Dr Salleh Yahya and Darshana Kumari Ragupathy

This research looks into the critical success factors of insurance agents. A total of 225 insurance agents participated in this study. The results were analysed by using the Statistical Package for Social Sciences (SPSS) and Linear Structural Relationships (LISREAL). The study found that an agent's behaviour traits were the most important factor compared to knowledge and selling approach. Examples of behaviour traits are punctuality, able to see and act on opportunities, persistence, commitment, self-confidence, persuasion, high achievement and honesty.

A Critical Analysis of the Basle 'Know Your Customer' Principle
by John Tee Chwee Ming

Money laundering activities within the banking system have shown a growing trend in the past 5 years (1998-2002). As such, the Basle Committee on Regulation and Prudential Supervision and the Financial Action Task Force (FATF) continue to introduce new minimum standards and best practices to reduce the likelihood of banks becoming vehicles for money laundering and terrorist financing activities. This will help protect the integrity of, and depositor's confidence in the banking system.

In order to provide more transparency in the flow of money within the banking system, banks are required to formulate their respective Know Your Customer (KYC) programmes. The KYC programme should include various elements: (a) customer acceptance policy, (b) customer identification, (c) on-going monitoring of higher risk accounts, and (d) risk management. KYC is a dynamic process, whereby it has to be updated periodically to reflect current changes in the financial market and instruments. This paper aims to critically provide an analysis of these essential elements of KYC, especially the strengths and weaknesses, and to propose strategies to beef up surveillance on money laundering activities in the banking system. Although the proposed strategies would not eliminate money laundering activity in total, criminal organisations will view the banking system as an unattractive vehicle to pursue their money laundering activities, which will in turn help curb such activities.

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Role of Development Financial Institutions in Assisting SMEs to Tap the Capital Market
by Datuk C Rajandram

This paper, which has been edited for publication in this journal, was presented at the International CEO Forum of Development Finance Institutions, held in August 2004 in Kuala Lumpur. The author discusses the major issues that small and medium enterprises face in raising capital for project financing, and how development financial institutions can assist SMEs in securing funds from the capital market.

Innovative Financing for Small and Medium Enterprises: The Philippine Experience
by Ambassador Jesus P Tambunting

This paper, which has been edited for publication in this journal, was presented at the International CEO Forum of Development Finance Institutions, held in August 2004 in Kuala Lumpur. The author gives an insight into how the Plantersbank, a privately-owned, profit-driven financial institution, can engage in SME financing as a commercial and profitable undertaking.

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